Wednesday, October 15, 2008

Blog Action Day: Poverty and IQ: from the archives

Well, today is blog action day 2008, and the topic for today is Poverty.

I am afraid I will be posting one of my old posts today: a post relating Poverty and SES to IQ and I am also publishing some relevant comments as the comment length generally exceeded the article length:-):

The post, comments and my response to comments are as follows; I would love to rekindle debate on SES/Poverty and IQ again and am looking for more discussions. Also please check out this earlier post on the simillar poverty and IQ topic:

Original Post: Is low IQ the cause of income inequality and low life expectancy or is it the other way round?

As per this post from the BPS research digest, Kanazawa of LSE has made a controversial claim that economic inequality is not the cause of low life expectancy, but that both low life expectancy and economic inequality are a result of the low IQ of the poor people. The self-righteous reasoning is that people with low IQ are not able to adapt successfully to the stresses presented by modern civilization and hence perish. He thinks he has data on his side when he claims that IQ is eight times more strongly related to life expectancy, than is socioeconomic status. What he forgets to mention(or deliberately ignores) is growing evidence that IQ is very much determinant on the socioeconomic environment of its full flowering and a low IQ is because of two components- a low genetic IQ of parent plus a stunted growth of IQ/intelligence due to impoverished environment available because of the low socio-economic status of the parents.

A series of studies that I have discussed earlier, clearly indicate that in the absence of good socioeconomic conditions, IQ can be stunted by as large as 20 IQ points. Also discussed there, is the fact that the modern civilization as a whole has been successful in archiving the sate of socioeconomic prosperity that is sufficient for the full flowering of inherent genetic IQ of a child and as such the increments in IQ as we progress in years and achieve more and more prosperity (the Flynn effect) has started to become less prominent. This fact also explains the Kanazawa finding that in 'uncivilized' sub-Saharan countries the IQ is not related to life expectancy, but socio-economic status is. although, he puts his own spin on this data, a more parsimonious ( and accurate) reason for this is that in the sub-Saharan countries, even the well -of don't have the proper socio-economic conditions necessary for the full flowering of IQ and thus the IQ of both the well-off and poor parents in these countries is stunted equally. Thus, the well-off (which are not really that well-off in comparison to their counterparts in the western countries) are not able to be in any more advantageous position (with respect to IQ) than the poor in these countries. The resultant life expectancy effect is thus limited to that directly due to economic inequality and the IQ mediated effect of economic inequality is not visible.

What Kanazawa deduces from the same data and how he chooses to present these findings just goes on to show the self-righteous WASP attitude that many of the economists assume. After reading Freakonomics, and discovering how the authors twist facts and present statistics in a biased manner to push their idiosyncratic theories and agendas, it hardly seems surprising that another economist has resorted to similar dishonest tactics - shocking people by supposedly providing hard data to prove how conventional wisdom is wrong. Surprisingly, his own highlighting of sub-Saharan counties data that shows that life-expectancy is highly dependent on socio-economic conditions in these countries is highly suggestive of the fact that in cultures where the effects og economic inequality are not mediated via the IQ effects, economic inequality is the strongest predictor of low life expectancy.

Instead of just blaming the people for their genes/ stupidity, it would be better to address the reasons that lead to low IQs and when they are tackled, directly address the social inequality problem , as in the author's own findings, when IQ is not to blame for the low life expectancy, the blame falls squarely on economic inequality (as in the sub-Saharan countries data) .

7 comments:

Asterion said...

First of all, I beg you pardon for my limited english.
I find quite interesting your findings. But there could be an issue which limits the reasoning: how the IQ is meassured? or what does it really meassures? Does it really defines how smart or clever a person is?
I think there must be a lot of denounces about it. So, I think it's important to recognize the limits of this aproach based on IQ meassurment limitants. Of course, there could be a reference in your and Kanazawa's articles (I have not seen none of them).
All of this is beacuse I have met childs quite smarts living in the poorest zones of my city (Bogotá,
Colombia), I would say all of them seems to be quite smart, at least form my point if view. They are all really quick undertanding abstract problems and linking things. I think they have a strong capability to analize any situation. So, if you are able to meassure their IQ using problems wich need, for instance, to apply Phitagora's theorem, surelly they will be in trouble. So I think education could explain better economic inequalities and, thus, low life expentacy.
I never have explored this issue, so I would thank you refering me to some relevant literature related. Even telling me if I am quite wrong or not.

Always learning...


Sandy G said...

Hi Julian,

I appreciate your thoughtful comments. It is true that intelligence consists of a number of factors (as large as 8-10 broad factors), and is also differentiated as crystallized(Gc) and fluid (Gf); but for most analysis a concept of a general underlying common factor , spearman's g, is taken as reflective of intelligence and measured by the IQ scores.

In this sense, IQ/g does reflect how clever or smart a person is, but success/outcome in life is affected by other factors like motivation, effort, creativity etc.

I agree that many children in impoverished environments are quite smart, but you would be surprised to discover how providing an enriched environment to them, at their critical developmental periods,would have resulted in lasting intelligence gains. They are smart, but could have been smarter, if they had the right socioeconomic environment. On the other hand, an average child from well-to-do family would be able to maximally develop its inherent capabilities and thus stand a stronger chance than the poor smart child, whose capabilities haven't flowered fully.

Cultural bias in IQ measures have been found in the past, but the field has vastly improved now and these biases are fast disappearing leading to more accurate and valid cross-cultural comparisons.

The key to remember here is that poor socio-economic condition affects longevity via multiple pathways- one of them is direct by limiting access to good health care and nutrition, but there are also indirect effects mediated by , as you rightly pointed, education (poor people get less education and not vice versa) and also intelligence.


Garett Jones said...

Two words: East Asia.

If bad social and economic outcomes were the key driver of low IQ, then we'd expect East Asians to have had low IQ's back when they were poor--say, back in the 50's and 60's. Check out Table 4 of my paper (page 28) to see if that's the case...

http://mason.gmu.edu/~atabarro/iqprodprelim.pdf

Guess not. So, East Asians have been beating Causasians on IQ tests (on average) for as far back as we have data. You can get more historical data along these lines from Lynn's (2006) book, Race Difference in Intelligence.

And one can go even further back if you look at brain size, which correlates about 0.4 with IQ. Asian brains have been well-known to be larger than Caucasian brains for as long as folks have been measuring both of them. Hard to fit that in with WASP-driven science...

So simple reverse causality surely plays some role, but it can't explain East Asia.....

Sandy G said...

Hi Garret,

Thanks for dropping by and commenting.

I guess we agree on more things, than we disagree on. For example, in section IID of your paper, you concur with my explanation of Flynn effect that it is most probably due to the increase in living conditions and due to environmental factors enabling the full flowering of potential. Environment can and does have a strong disruptive negative effect, though it only has a limited positive enabling effect (no amount of good environment can give you an intelligence that is disproportionate to what your genes endow on you; but even minor lack of right environmental inputs or toxins, can lead to dramatic stunted achievement of that potential intelligence).

Also, it is heartening to note, that early on in your paper you take the position that your paper will not settle genetic vs environmental debate on IQ, but would only provide evidence that national IQ is a good indicator of ntaional productivity.

I have no issue with the same and agree that if one disregards the process by which adult stable IQs are archived, then the stable adult IQ that has been archived would be a very good predictor of productivity and economic status (in a free market environment where other conditions re not adversely affecting success). There is no qualms with the causal relation between a better IQ leading to better SES, in a fair world.

What I do strongly disagree with is the assumption that low IQ is solely dependent on genetic factors. Bad socio-economic factors are the key drivers of low IQ- especially in situations where the socio-economic status is so low that it does'nt guarantee access to basic amenities of life like proper nutrition/ health care.

It is interesting to note that poor SES would cause stunted growth of IQ, and due to the causal relation between IQ and SES would lead to less productivity and lower income, thus maintaining or even aggravating the low SES. This is the downward vicious cycle from which it is very hard to emerge. This type of economy and culture would definitly have lower IQ than what could have been achieved in the right conditions. The sub-saharan countries that Kanazawa used in his study, match this pattern and some of the African countries National IQ (as per data appendix in your paper) viz. Kenya: 72, south afric: 72, ghana : 71 confirms to this pattern).

The opposite observation, that a spiraling economy should radically lead to high IQs is not reasonable, as the circle is vicious only in the downward direction. Monumental leaps in SES would not lead to dramatic effects in IQ, if the earlier SES levels were just sufficient to ensure that no negative effects of environment come into play. The Flynn effect is a tribute to the fact that high jumps in SES (above the base level) only lead to small incremental changes in IQ.

Another thing to keep in mind is that when the SES to low IQ causal link is suggested it is only for the achievement of the stable adult IQ and instrumental during the critical childhood developmental periods. Although, environmental toxins do have the capability to adversely affect IQ during adulthood, and there is emerging evidence for plasticity and neurogenesis in adulthood, a simpler and reasonably model is whereby adult IQ is stable and not much affected by SES changes (either up or down) once it has been stabilized. Thus, even if some positive effects of rising SES have to be observed, they would be observable only in children exposed to that SES and not in the IQ of the rest of the adult population, that has already acheived a stable IQ.

Thus, I do not agree with your explanation of the east Asian example. To me the data set appears to be very limited ( no IQ results before the 1950's; no data sets for the same country or population over time) and even if we assume that only after the 1980s the SES of these countries rose above the minimal needed SES, we still do not have the data for the IQ of children born under theses SES condition, to proclaim that ther eis no rise in IQ.

Further, it is quite plausible that productivity is dependent on many other factors than IQ, some of which are directly related to SES independent of IQ. Given a base level of SES, in which the East Asians had managed to develop their inherent genetic IQ to the fullest, the SES may still not be good enough to convert that IQ advantage to productivity. For example, a given household that has sufficient SES to provide good nutrition and health care, and thus ensure that its children archive their full IQ potentiality, may still not have enough resources to send them to a good school (or any school for that matter), may lack access to basic infrastructure support which handicaps the utilization of its intelligence and so on. Thus despite having the human capital, lack of the more prosaic monetary capital, may prevent them from archiving their full productivity. Thus, IQ may increase first to the maximal achievable level and only then SES increase dramatically.

It would be interesting to turn the East Asian example on its head and beg the question that if IQ is the definitive causal relation leading to SES , how do you explain the anomaly that despite high IQ's in 1950s (or for that matter Asian big brain since time immemorial) he East Asian countries did not have the corresponding productivity levels or SES. You might counter by saying that IQ -> SES causal link is mediated by factors like free markets, reforms etc to ensure that proper economic conditions are in place etc etc and only if these ideal market conditions are in place then only IQ predicts SES.

To that my simple counter-argument would be that SES -> IQ causal link also works but only in conditions when the SES is below the base level and that SES would not predict IQ absolutely. Given the same optimal SES in differnet countries, different cultures (which have different genetic pools) will have different IQ levels based on their inherent genetic capabilities.
As per this the IQ of east asians can be explained as either arising from the fact that they have already archived the SES required for full flowering; or that they still have to archive their highest IQ levels and their IQ levels are genetically vastly superior and may show more rise in future.

From Anecdotal evidence I can tell you that an average Indian has far more intelligence and creativity potential that the average IQ of 82 would suggest; most of the high SES families that have archived that high IQ migrate to US/ west and archive high SES there.
What brings down the national average is the sad fact that still a lot of Indians live below the poverty line - living in sub-optimal SES conditions that leads them to have low IQ' than what their genes or genetic makeup would suggest.

Looking forward to a fruitful discussion.
PS: Despite the tone of my original mail, I have high regards for economists in general and people like Amartya sen, Kahnman and Traversky in particular.

12:31 PM
Anonymous said...

Interesting blog entry. Has the author of it actually read the paper he is criticizing? I noticed that it costs $15 online. If not, is the author of the blog certain that the statistical methods employed by Kanazawa do not take his complaints into account implicitly? One hopes that the author is not criticizing a peer-reviewed scientific paper without having read it.


Sandy G said...

Dear Anonymous,

It would be better if, after having read the paper (otherwise by your own high standards you wouldn't have defended an article without having read it first), you would be kind enough to tell the readers of this blog how Kanazawa has taken the effects of low SES-low IQ developmentally mediated effect in consideration in his study.

You are correct in guessing that I haven't read the article (I believe in free access; so neither publish nor read material that is not freely available). I'll welcome if you or someone else could mail me the relevant portions or post them on this blog (under fair use).

As for invoking authority covertly by referring to peer-review in a prestigious journal, I would like to disclose that I haven't taken a single course or class in psychology- either in school or college- so if authority is the determinant: you can stick to reading articles in scholarly journals by those who have doctoral degrees. Blogs are not for you. Otherwise, if you believe more in open discussions and logical arguments, lets argue on facts and study method weaknesses etc and rely more on public-review to catch any discrepancies.

What I could gather from the abstract was that "The macro-level analyses show that income inequality and economic development have no effect on life expectancy at birth, infant mortality and age-specific mortality net of average intelligence quotient (IQ) in 126 countries". I take this to mean, that SES has no effect on longevity , if the effects of IQ are factored out. the 'if' is very important. This a very perverse position. This assumes that longevity is due to IQ and if IQ mediated difference in longevity data is factored out, the effcets on longevity of SES are negligible. This depends on an a priori assumption that longevity is primarily explained by IQ; and only after taking its effects into consideration, we need to look for an effect of SES on longevity.

What prevents the other, more valid and real interpretation : that SES predicts longevity and that there is little effect of IQ on longevity net of SES. Here the variation in longevity is explained by SES and after taking that into account, it would be found that, independent of IQ as a consequent of SES, IQ by itself would have little effect on longevity. the same set of data leads to this interpretation, because IQ and SES are related to a great degree and both are also related to longevity. It is just a matter of interpretation, that which is the primary cause and which an effect.


To take an absurd position, I can argue that longevity predicts/ causes both SES and IQ and reverse the causal link altogether. One can take a theoretical stand, that if people live longer , we have more labor force, blah, blah,blah... so more prodcutivity so better SES; further longevity menas that there are more wise old folks in the society and as IQ is mostly deterinmed by social influences (I do not subscribe to this, I am just taking an absurd position to show the absurdity of Kanazawa position), hence longevity of the population(more wise men) causes high IQs.

Also, please note that the above conclusion is only for the macro data he has. That interpretation is independent of his micro level data that found that self-reported health was more predicted by IQ than by SES. That micro data has nothing to do with the interpretation of the macro data. Again I don't know where he got the micro data, but I'm sure that would be a developed world population sample.
I am somewhat familiar with the macro data on which he is basing such claims, and there I do not see any reason to prefer his interpretation over other more realistic interpretations.

In the future, lets discuss merits of arguments, and not resort to ad hominem attacks over whether someone is qualified to make an argument or not. (in my opinion, by reading an abstract too, one can form a reasonable idea of what the arguments and methodologies employed are, and is thus eligible to comment)



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Friday, October 03, 2008

Magical thinking and feelings of control

A recent article in Science Magazine relates Magical thinking to feelings of control. It is an interesting paper and here is the abstract:


We present six experiments that tested whether lacking control increases illusory pattern perception,which we define as the identification of a coherent and meaningful interrelationship among a set of random or unrelated stimuli. Participants who lacked control were more likely to perceive a variety of illusory patterns, including seeing images in noise, forming illusory correlations in stock market information, perceiving conspiracies, and developing superstitions. Additionally, we demonstrated that increased pattern perception has a motivational basis by measuring the need for structure directly and showing that the causal link between lack of control and illusory pattern perception is reduced by affirming the self. Although these many disparate forms of pattern perception are typically discussed as separate phenomena, the current results suggest that there is a common motive underlying them.

More discussion of the studies can be found at Mind Hacks and Psychology Today Blog Brainstorm

To me, it is exciting that Magical thinking  and feelings of control are linked together. It is my thesis that Manic episodes and frank psychosis are marked by presence of Magical Thinking to a large and  non-adaptive degree.  Sometimes severe depression too causes Psychosis and I presume that Magical thinking in that case too may be increased. If so, one of the frameworks for understanding depression is that of learned helplessness paradigm , whereby mice are exposed to uncontrollable shocks and then do not even try to avoid the shocks , even after the external environment has changed and they could now possibly avoid them by correct behaviour. One explanation for psychosis in severe depression may be that feelings of lack of control rise to such a level that one starts indulging in Magical thinking and starts creating and seeing patterns that are not there and thus loosing touch with Reality. 

This raises another question of whether Manic psychosis may itself be due to the same stress and feelings of non-control, but this time not leading to Depression but Mania. We all know that bipolarity is a stress-diatheisis model and maybe whenever stress causes feelings of lack of control the bipolar people have a tendency to exaggerated magical thinking: When mood is good this may lead to Manic psychosis; while when mood is low the same magical thinking may lead to depressive psychosis. Does anyone know any literature on bipolar people being more magical thinkers? does the same reason also work well for them and endow them with creativity? Another related question would be whether bipolar people have more feelings of being out of control? And what about self-esteem, do those in Mania , who get psychosis, also suffer from lack of self-esteem and this is mediated by the role of self-esteem in protecting against magical thinking? 
    

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Language and intentionality



Michael Tomasello has a new book out titled " The origins of human communication" and the book seems to be promising, though has been a bit harshly reviewed at the Babel's Dawn. In it Tomasello proposes that a pre-requisite for language is 'a psychological infrastructure of shared intentionality'. It is based on Jean Nicod lectures and you can read a review here too.
What I am most interested is in this intentionality business. I have commented on orders of intentionality previously and this shared intentionality seems to fit the third order of intentionality that I proposed was necessary for communication.

But first for the premise of the book:


Tomasello opens his book with a consideration of the “infrastructure” that enables people to tell one another things. Apes do not have this infrastructure and the absence leads to scenes like this one:

A “whimpering chimpanzee child” is searching for its mother; the other chimps in the area are smart enough and social enough to recognize why the chimpanzee is whimpering; sometimes one of the chimps present will know where the mother is, and of course chimps have the physical ability to raise an arm point out the mother; even so, chimpanzees never help forlorn infants by pointing to the mother.

Why not?

There is a straightforward, Darwinian explanation for the ape’s mum’s-the-word behavior. Individuals don’t help non-kin. There is nothing in it for the informed adults to help the whimpering child of another. But Tomasello comes at the question from another perspective. Humans typically do help out whimpering children, even if the child is a stranger. An adult, happening upon a solitary, unknown, whimpering child is very likely to stop and ask what is wrong, take charge, and stick around until the problem is resolved. This activity strikes us as perfectly natural, normal behavior, even though it is contrary to so many of the rules in Darwin’s book. What, Tomasello wonders, is there about humans that makes such behavior easy and routine? His answer: “a psychological infrastructure of shared intentionality” [p. 12].

Thus, the premise is that pro-social behaviour and the shared intentionality underlying it are the pre-requisites for any meaningful language to evolve. And for this some tools are required.

The psychological tools Tomasello refers to are cognitive and emotional. The cognitive tools give us the understanding to engage in joint purposes and joint attention. The emotional tools provide us with the motivation for helping and sharing with others. These tools enable people to act together on a “common ground.”


Ebolles goes on further to speculate that this could be tied to Autistics' difficulty with language and I concur that the cognitive deficits related to intentionality as opposed to affective deficits empathy or mindblindness may be the roots of Autistics' language and communicative difficulties. We already know that they lack ToM to an extent and they also have communicative and social difficulties; might lack of shared intentionality, or intentionality at all or the lack of feeling of one has an intentional agent,  lie at the heart of the autism issue?

Immediately one can imagine all sorts of peculiarities that would arise in people who lack some part of these needs. Some people might have the prosocial motivation but not the cognitive ability to form a bird’s eye view. Perhaps autistic-spectrum disorder includes this difficulty. Others might have the cognitive ability, but not the prosocial motivation. There’s your sociopath, in a nutshell.


I think this common ground and 'infrastructure of shared intentionality' concept is awesome and I intend to read the book and review it soon on this blog. 

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Glutamate and classical conditioning

I had speculated in one of my earlier posts that Glutamate , GABA, Glycine and aspartate may be involved in classical conditioning / avoidance learning.  To quote:


That is it for now; I hope to back up these claims, and extend this to the rest of the 3 traits too in the near future. Some things I am toying with is either classical conditioning and avoidance learning on these higher levels; or behavior remembering (as opposed to learning) at these higher levels. Also other neurotransmitter systems like gluatamete, glycine, GABA and aspartate may be active at the higher levels. Also neuro peptides too are broadly classified in five groups so they too may have some role here. Keep guessing and do contribute to the theory if you can!!


Now, I have discovered an article that links Glutamate to classical conditioning. It is titled Reward-Predictive Cues Enhance Excitatory Synaptic Strength onto Midbrain Dopamine Neurons, and here is the abstract:

Using sensory information for the prediction of future events is essential for survival. Midbrain dopamine neurons are activated by environmental cues that predict rewards, but the cellular mechanisms that underlie this phenomenon remain elusive. We used in vivo voltammetry and in vitro patch-clamp electrophysiology to show that both dopamine release to reward predictive cues and enhanced synaptic strength onto dopamine neurons develop over the course of cue-reward learning. Increased synaptic strength was not observed after stable behavioral responding. Thus, enhanced synaptic strength onto dopamine neurons may act to facilitate the transformation of neutral environmental stimuli to salient reward-predictive cues.


Though the article itself does not talk about glutamate, and nor does this Scicurious article  on Neurotopia, commenting on the same , which focuses more on the dopamine connection, still I believe that we have a Glutamate connection here. First let us see how the artifact under discussion is indeed nothing but classical conditioning:

The basic idea is that, when you get a reward unexpectedly, you get a big spike of DA to make your brain go "sweet!" After a while, you being to recognize the cues behind the reward, and so seeing the wrapper to the candy will make your DA spike in anticipation. But it's only very recently that we've been able to see this change taking place, and there were still lots of questions as to what was happening when these changes happen.

So the authors of this study took a bunch of rats. They implanted fast scan cyclic voltammetry probes into their heads. Voltammetry is a technique that allows you to detect changes in DA levels in brain areas (in this case the nucleus accumbens, an area linked with reward) which represent groups of cells firing. So the rats had probes in their heads detecting their DA, and then they were given a stimulus light (a conditioned stimulus), a nosepoke device, and a sugar pellet. There is nothing that a rat likes more than a sugar pellet, and so there was a nice big spike in DA as it got its reward. So the rats figured out pretty quickly that, when the light came on, you stick your nose in the hole, and sugar was on the way. As they learned the conditioned stimulus, their DA spikes in response to reward SHIFTED, moving backward in time, so that they soon got a spike of DA when they saw the light, without a spike when they got the pellet. This means that the animals had learned to associate a conditioned stimulus with reward. Not only that, the DA spike was higher immediately after learning than the spike in rats who just got rewards without learning.

So, if we consider the dopamine spike as an Unconditioned Response, then what we have is a new CS-> CR pairing or classical conditioning taking place. Now, the crucial study that showed that the learning is mediated by Glutamate: (emphasis mine)

To find out whether or not excitatory synapses were in fact changing, they authors conducted electrophysiology experiments in rats that were either trained or not trained. Electrophysiology is a technique where you actually put a tiny, tiny electrode into a cell membrane. When that cell is then stimulated, you can actually WATCH it fire. It's really very cool to see. Of course all sorts of things are responsible for when a cell fires and how, but what they were looking at here were specific glutamate receptors known as AMPA and NMDA. These are two major receptors that receive glutamate currents, which are excitatory and induce cells downstream to fire. What they found was that, in animals that had been trained to a conditioned stimulus, AMPA and NMDA receptors had a much stronger influence on firing than in non-trained animals, which means that the synaptic strength on DA neurons is getting stronger as animals learn. Not only that, but cells from trained rats already exhibited long-term potentiation, a phenomenon associated with formation of things like learning and memory.

But of course, you have to make sure that glutamate is really the neurotransmitter responsible, and not just a symptom of something else changing. So they ran more rats on voltammetry and trained, and this time put a glutamate antagonist into the brain. The found that a glutamate antagonist completely blocked not only the DA shift to a conditioned stimulus, but the learning itself.


From the above it is clear that Glutamate , and the LTP that it leads to in the mid-brain neurons synapses , is crucial for Classical conditioning learning. Seems that one more puzzle is solved and another jig-jaw piece fits where it should have.

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Ig Nobles, good Science books and good banned books

This is just an FYI post regarding a few things I found worth sharing.

First on, there happened recently, an Ig noble prize ceremony and the recipients included Dan Ariely, the author of predictably irrational, for his research showing that expensive placebo medicines work better than inexpensive placebo medicines. Other interesting researches honored include research showing that coco-cola kills sperms and that playing sounds that gel while eating something (like ocean waves while eating turkey) make the food tastier. Also some research that shows that exotic dancers earn better at the peak of their fertility cycle. to me all of this seems very interesting and rational research, but let us enjoy the spirit of the Ig noble and not start using coca-cola as a contraceptive.


Next, we have a list of five great and worth reading science books by readwriteweb: While I have read GEB, the others are still on my reading list especially Stuart Koffman's book At home in the Universee and Complexity by Waldrop. would love comments from my readers as to how they have found the above books, and what additional books they would suggest.

Finally, to celebrate the banned books day, Time recently published ten most banned books and it seems I am quite perverse in my tastes because some of the best books that I have read, and which are my fondest, belong to the list. The list includes 1984, Brave New world, Lolita and The Catcher in the Rye , all of whom I simply adore. I was surprised to find children' s books like Adventures of Huckleberry Finn and Harry Potter series included there, as having read and enjoyed them, I couldn't imagine why they could have been controversial. Now, I know from where to choose my reading titles. Next on my reading list I know why the caged bird sings.

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Wednesday, October 01, 2008

After Social Maturity, Emotional Maturity or EI/ EQ

My last two posts have dealt with the Social Maturity theory of the developmental psychologist Robert Kegan. This post is about emotional maturity as reflected in Emotional quotient (EQ) / Emotional Intelligence (EI).

I presume that everybody is familiar with the term Emotional Intelligence, thanks to Daniel Goleman. It can be defined as:

Emotional Intelligence (EI), often measured as an Emotional Intelligence Quotient (EQ), describes an ability, capacity, skill or (in the case of the trait EI model) a self-perceived ability, to identify, assess, and manage the emotions of one's self, of others, and of groups.


As per Goleman, a person has many emotional competencies, related and measured by the above EQ, and these fall in five broad domains.

The Five Components of Emotional Intelligence

Self-awareness. The ability to recognize and understand personal moods and emotions and drives, as well as their effect on others. Hallmarks* of self-awareness include self-confidence, realistic self-assessment, and a self-deprecating sense of humor. Self-awareness depend on one's ability to monitor one's own emotion state and to correctly identify and name one's emotions.

Self-regulation.The ability to control or redirect disruptive impulses and moods, and the propensity to suspend judgment and to think before acting. Hallmarks include trustworthiness and integrity; comfort with ambiguity; and openness to change.

Motivation. A passion to work for reasons that go beyond money and status, which are external rewards. A propensity to pursue goals with energy and persistence. Hallmarks include a strong drive to achieve, optimism even in the face of failure, and organizational commitment.

Empathy. The ability to understand the emotional makeup of other people. A skill in treating people according to their emotional reactions. Hallmarks include expertise in building and retaining talent, cross-cultural sensitivity, and service to clients and customers. (In an educational context, empathy is often thought to include, or lead to, sympathy, which implies concern, or care or a wish to soften negative emotions or experiences in others.) See also Mirror Neurons.

It is important to note that empathy does not necessarily imply compassion. Empathy can be 'used' for compassionate or cruel behavior. Serial killers who marry and kill many partners in a row tend to have great emphatic skills!

Social skills. Proficiency in managing relationships and building networks, and an ability to find common ground and build rapport. Hallmarks of social skills include effectiveness in leading change, persuasiveness, and expertise building and leading teams.


These can easily be related to the Big five traits (although I am not aware of any research that does so). Below I try to correlate them to the Big five. Some of the material is taken from this source.

I) SELF-AWARENESS:
  • Emotional Awareness:recognizing one's emotions and their effect
  • Accurate Self-assessment: knowing one's strengths and limits
  • Self-confidence: A strong sense of one's self-worth and capabilities

One can easily relate this to Neuroticism as I believe that N underlies the awareness of emotions for the first time in the child.

II) SELF-REGULATION
  • Self-control: Keeping disruptive emotions and impulses in check
  • Trustworthiness: Maintaining standards of honesty and integrity
  • Conscientiousness: Taking responsibility for personal performance
  • Adaptability: Flexibility in handling change
  • Innovation: Being comfortable with novel ideas, approaches and new information

Introduction of Conscientiousness as a sub-competency in this domain makes it easy to correlate this with Conscientiousness . Also note the emphasis on impulses.

III) MOTIVATION
  • Achievement drive: Striving to improve or meet a standard of excellence
  • Commitment: Aligning with the goals of the group or organization
  • Initiative: Readiness to act on opportunities
  • Optimism: Persistence in pursuing goals despite obstacles and setbacks

This can be related to Positive emotionality or Extarversion as the emphasis seems to be on developmental of positive emotions and general energy and motivation level.

IV) EMPATHY
  • Understanding others: sensing others' feelings and perspectives, taking an active interest in their concerns
  • Developing others: Sensing others development needs and bolstering their abilities
  • Service orientation: Anticipating, recognizing, and meeting customers' needs
  • Leveraging diversity: Cultivating opportunities through different kinds of people
  • Political Awareness: Reading a group's emotional currents and power relationships

This also by being named Empathy , is clearly reflective of Agreeableness. The focus for the first time shifts from self to others.

V) SOCIAL SKILLS
  • Influence: Wielding effective tactics for persuasion
  • Communication: Listening openly and sending convincing messages
  • Conflict management: Negotiating and resolving disagreements
  • Leadership: Inspiring and guiding individuals and groups
  • Change Catalyst: Initiating or managing change
  • Building bonds: Nurturing instrumental relationships
  • Collaboration and cooperation: Working with others toward shared goals
  • Team capabilities: creating group synergy in pursuing collective goals

This can be stretched to correlate to Rebelliousness-conformity/ openness/ intellect. It reflects how one uses the acquired emotional knowledge about others emotional states to advantage.

Please note that while the first three domains refer to individual's self-reflective behavior, the last tow are focused on how individual relates with others. I believe it is possible to move a notch higher and add three more domains to this - one that relate to how groups themselves function effectively in emotional settings. Note that the definition of EI contains references to how groups behave wisely, but that is not captured in above analysis by Goleman, which is confined to individuals self-reflective or other-oriented behavior, but does not cover group dynamics.

Now, many people have dismissed Goleman as Pop science, So I would like to move beyond Goleman to other people working in the same field like Mayor and Salovey and Heins. Mayor and Salovey have defined EI as :

The Four branches of EI:

1. Perception Appraisal and Expression of Emotion
2. Emotional Facilitation of Thinking
3. Understanding and Analyzing Emotions; Employing Emotional Knowledge
4. Reflective Regulation of Emotions to Promote Emotional and Intellectual Growth

Perception, Appraisal and Expression of Emotion

  • Ability to identify emotion in one's physical states, feelings, and thoughts.
  • Ability to identify emotions in other people, designs, artwork, etc. through language, sound, appearance, and behavior.
  • Ability to express emotions accurately, and to express needs related to those feelings.
  • Ability to discriminate between accurate and inaccurate, or honest vs. dishonest expressions of feeling.

Emotional Facilitation of Thinking

  • Emotions prioritize thinking by directing attention to important information.
  • Emotions are sufficiently vivid and available that they can be generated as aids to judgment and memory concerning feelings.
  • Emotional mood swings change the individual's perspective from optimistic to pessimistic, encouraging consideration of multiple points of view.
  • Emotional states differentially encourage specific problem-solving approaches such as when happiness facilitates inductive reasoning and creativity.

Understanding and Analyzing Emotions; Employing Emotional Knowledge

  • Ability to label emotions and recognize relations among the words and the emotions themselves, such as the relation between liking and loving.
  • Ability to interpret the meanings that emotions convey regarding relationships, such as that sadness often accompanies a loss.
  • Ability to understand complex feelings: simultaneous feelings of love and hate or blends such as awe as a combination of fear and surprise.
  • Ability to recognize likely transitions among emotions, such as the transition from anger to satisfaction or from anger to shame.

Reflective Regulation of Emotion to Promote Emotional and Intellectual Growth

  • Ability to stay open to feelings, both those that are pleasant and those that are unpleasant.
  • Ability to reflectively engage or detach from an emotion depending upon its judged informativeness or utility.
  • Ability to reflectively monitor emotions in relation to oneself and others, such as recognizing how clear, typical, influential or reasonable they are.
  • Ability to manage emotion in oneself and others by moderating negative emotions and enhancing pleasant ones, without repressing or exaggerating information they may convey.

I would like to modify and extend the Mayor and Salovey breakup of EI into the following eight components. It is also my thesis that they occur in the following order:
  1. Emotional self-Awareness: people can differ in how much aware are they of their own internal emotional states.
  2. Emotional tone/ vivacity : people can differ in how much emotion they feel for the same external / internal triggers. some may have vivid emotions while some may have bland emotions.
  3. Emotional understanding/analysis/ knowledge/ monitoring : people can differ in how they interpret ones emotional states- which states they deem as close, positive, negative etc and whether they identify the states correctly.
  4. Emotional self-regulation: people can differ in their abilities to regulate their emotional states: some states may be more desirable and some need to be replaced with other depending on external exigences.
  5. Emotional Maturity/development/ refinement: people may differ in the extent to which they let their lives be defined by a prominent emotional/ mood state. Some may devlope their primary emotion to be Joy while others may define them primarily by sad emotions.
  6. Emotional others-awareness or empathy: while the discussion till now was focused on the individual's emotions, it now moves to others' emotions. People may differ in their ability to perceive and feel the correct emotional state of others
  7. Emotional communication/ labeling/ expression: People may differ in their ability to communicate their emotions to others, to label them correctly in such verbal/ non-verbal communication.
  8. Emotional Integrity/ holism : people may differ in their ability to feel contradictory emotions within themselves and integrate in an overarching integral framework. they may also differ in their ability to judge the honesty or trustworthiness of others' expressed/ subtle emotions.

To me this seems a promising framework using one which could investigate the EQ/ EI conundrum. However, the above is juts a hypothesis; I believe it is testable and generates many predictions that can, and should, be tested and the theory verified or rejected accordingly. I also belive that these competencies develop in stages and follow a distinct developmental pattern. this too can be verified or rejected.

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Social maturity and self-control

In my last post I touched upon Robert Kegan's Social Maturity theory whereby as humans develop they become more and more objective and loose more and more of their subjectivity. Today I read a blog post on PsyBlog about self-control and how the techniques for self-control relies on becoming more and more abstract and more and more objective. But first the importance of self-control.

One of humanity's most useful skills, without which advanced civilizations would not exist, is being able to engage our higher cognitive functions, our self-control, to resist these temptations. Psychologists have found that self-control is strongly associated with what we label success: higher self-esteem, better interpersonal skills, better emotional responses and, perhaps surprisingly, few drawbacks at even very high levels of self-control.


Now how raising self-control is akin to becoming more objective or more socially mature. (emphasis mine)

It's not hard to see the convergence between the idea of 'psychological distance' and high-level construal. Both emphasise the idea that the more psychological or conceptual distance we can put between ourselves and the particular decision or event, the more we are able to think about it in an abstract way, and therefore the more self-control we can exert. It's all about developing a special type of objectivity.


Now for the ways in which self-control can be enhanced. Jeremy provides three ways in which we can raise our self-control (emphasis mine):

Fujita et al.'s (2006) studies, along with other similar findings reported by Fujita (2008), suggest that self-control can be increased by these related ways of thinking:
  • Global processing. This means trying to focus on the wood rather than the trees: seeing the big picture and our specific actions as just one part of a major plan or purpose. For example, someone trying to eat healthily should focus on the ultimate goal and how each individual decision about what to eat contributes (or detracts) from that goal.
  • Abstract reasoning. This means trying to avoid considering the specific details of the situation at hand in favour of thinking about how actions fit into an overall framework - being philosophical. Someone trying to add more self-control to their exercise regime might try to think less about the details of the exercise, and instead focus on an abstract vision of the ideal physical self, or how exercise provides a time to re-connect mind and body.
  • High-level categorisation. This means thinking about high-level concepts rather than specific instances. Any long-term project, whether in business, academia or elsewhere can easily get bogged down by focusing too much on the minutiae of everyday processes and forgetting the ultimate goal. Categorising tasks or project stages conceptually may help an individual or group maintain their focus and achieve greater self-discipline.

These are just some examples of specific instances, but with a little creativity the same principles can be applied to many situations in which self-control is required. Ultimately these three ways of thinking are different ways of saying much the same thing: avoid thinking locally and specifically and practice thinking globally, objectively and abstractly, and increased self-control should follow.


To me, this looks like a very apt illustration of why developing social maturity is important. It helps in increased self control and thus better behavioral outcomes.

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Tuesday, September 30, 2008

Robert Kegan's stages of Social Maturity/ orders of consciousness

I happened to stumble upon recently on an excellent two series article by Mark Dombeck about the theories of Robert Kegan. The articles are really good and I strongly recommended that you go there and read the stuff in its entirety.

Robert Kegan is a developmental psychologist, based at Harvard, and inspired by Piaget's stage theories, he has proposed his own stage theory as to how we become socially mature. Critical to understanding his theory are some concepts related to subject-object consciousness. Subject consciousness refers to self-concepts to which we are attached and thus cannot take an objective look. Object consciousness is also part of self, and was a subject consciousness in an earlier stage, but now we can detach ourselves from the underlying phenomenon and take an objective look at that part of self.

It is his thesis that as babies we feel everything as self and actually have no concept of self different from that of the world. Slowly as we develop, we start identifying with our bodily sensations, reflexes, movements, desires, needs etc and our sphere of objectivity grows bigger, while our sphere of subjectivity narrows and shrinks.

He also maintains that we pass through discrete developmental stages , wherein we take a leap from one stage to another, and while stuck in that developmental stage , are not passively dividing the world and self in subject and object consciousness, but it is a dynamic process, though in equilibrium. At each leap, what was earlier subjective, now becomes objective. another way to say the same is that what was concrete (my perspective and thus available to me) becomes abstract(another's perspective and thus not available to me, but can only be imagined from abstraction)

More complex appreciations of the social world evolve into existence as a person becomes able to appreciate stuff abstractly that they used to appreciate only in concrete (obvious, tangible) forms. This is to say (using Kegan's terms) that people are initially embedded in their own subjective perspective. They see things only from their own particular point of view and fundamentally cannot understand what it might be like to see themselves from another perspective other than their own. Being unable to understand what you look like to someone else is the essence and definition of what it means to be subjective about yourself, for example. Being able to appreciate things from many different perspectives is the essence of what it means to be relatively objective.



With this introduction, I'll now like to introduce readers to the seven stages he has identified (he has missed the eighth stage in his analysis!)

Kegan is suggesting that as babies grow into adults, they develop progressively more objective and accurate appreciations of the social world they inhabit. They do this by progressing through five or more states or periods of development which he labeled as follows:
  • Incorporative
  • Impulsive
  • Imperial
  • Interpersonal
  • Institutional
In their beginnings, babies are all subjective and have really no appreciation of anything objective at all, and therefore no real self-awareness. This is to say, at first, babies have little idea how to interpret anything, and the only perspective they have with which to interpret things is their own scarcely developed perspective. They can recognize parent's faces and the like, but this sort of recognition should not be confused with babies being able to appreciate that parents are separate creatures with their own needs. This key recognition doesn't occur for years.

Kegan describes this earliest period as Incorporative. The sense of self is not developed at this point in time. There is no self to speak of because there is no distinction occurring yet between self and other. To the baby, there is not any reason to ask the question, "who am I" because the baby's mind is nothing more and nothing less than the experience of its senses as it moves about. In an important sense, the baby is embedded in its sensory experience and has no other awareness.
Babies practice using their senses and reflexes a lot and thus develop mental representations of those reflexes. At some point it occurs to the baby that it has reflexes that it can use and senses that it can experience. Reflex and sensation are thus the first mental objects; the first things that are understood to be distinct components of the self. The sense of self emerges from the knowledge that there are things in the world that aren't self (like reflexes and senses); things that I am not. To quote Kegan, "Rather than literally being my reflexes, I now have them, and "I" am something other. "I" am that which coordinates or mediates the reflexes..."
Kegan correspondingly refers to this second period of social appreciation development as Impulsive, to suggest that the child is now embedded in impulses – which are those things that coordinate reflexes. The sense of self at this stage of life would be comfortable saying something like, "hungry", or "sleepy", being fully identified with these hungers. Though babies are now aware that they can take action to fulfill a need, they still are not clear that other people exist yet as independent creatures. From the perspective of the Impulsive mind, a parent is merely another reflex that can be brought to bear to satisfy impulses.

The objectification of what was previously subjective experience continues as development continues. Kegan's next developmental leap is known as the Imperial self. The child as "little dictator" is born. In the prior impulsive self, the self literally is nothing more and nothing less than a set of needs. There isn't anyone "there" having those needs yet. The needs alone are all that exists. As awareness continues to rise, the child now starts to become aware that "it" is the very thing that has the needs. Because the child is now aware that it has needs (rather than is needs), it also starts to become aware that it can consciously manipulate things to get its needs satisfied. The impulsive child was also manipulative, perhaps, but in a more unaware animal manner. The imperial child is not yet aware that other people have needs too. It only knows at this stage that it has needs, and it doesn't hesitate to express them.

The Interpersonal period that follows next starts with the first moment when the child comes to understand that there are actually other people out there in the world whose needs need to be taken into account along side their own. The appreciation of the otherness of other people comes about, as always by a process of expanding perspectives. The child's perspective in this case expands from its own only to later include both its own and those of other important people around it. It is the child's increasingly sophisticated understanding of the idea that people have needs itself which cause the leap to occur. To quote Kegan again,"I" no longer am my needs (no longer the imperial I); rather I have them. In having them I can now coordinate, or integrate, one need system with another, and in so doing, I bring into being that need-mediating reality which we refer to when we speak of mutuality."
In English then, the interpersonal child becomes aware that "not only do I have needs, other people do too!" This moment in time is where conscience is born and the potential for guilt and shame arises, as well as the potential for empathy. Prior to this moment, these important aspects of adult mental life don't exist except as potentials.
The interpersonal child is aware that other people have needs which it needs to be taken into account if it is to best satisfy its own needs. There is no guiding principle that helps the interpersonal child to determine which set of needs is most important – its own, or those of the other people. Some children will conclude that their own needs are most important to satisfy, while others will conclude that other's needs should be prioritized, and some children will move back and forth between the two positions like a crazy monkey.

As the child's sense of self continues to develop, at some point it becomes aware that a guiding principle can be established which helps determine which set of needs should take precedence under particular circumstances. This is the first moment that the child can be said to have values, or commitments to ideas and beliefs and principles which are larger and more permanent than its own passing whims and fears. Kegan refers to this new realization of and commitment to values as the Institutional period, noting that in this period, the child's idea of self becomes something which can be, for the first time, described in terms of institutionalized values, such as being honest. "I'm an honest person. I try to be fair. I strive to be brave." are the sorts of things an institutional mind might say. Values, such as the Golden Rule (e.g., "Do unto others as you would have them do unto you"), start to guide the child's appreciation of how to be a member of the family and of society. The moral, ethical and legal foundations of society follow from this basic achievement of an Institutional self. Further, children (or adults) who achieve this level of social maturity understand the need for laws and for ethical codes that work to govern everyone's behavior. Less socially mature individuals won't grasp why these things are important and cannot and should not simply be disregarded when they are inconvenient.

For many people, social maturity seems to stop here at the Institutional stage. Kegan himself writes that this stage is the stage of conventional adult maturity; one that many (but not all) adults reach, and beyond which most do not progress. However, the potential for continued development continues onwards and upwards.
The next evolution of self understanding occurs when the child (by now probably an adult) starts to realize that there is more than one way of being "fair" or "honest" or "brave" in the world. Whereas before, in the interpersonal mindset, there is only one possible right way to interpret a social event (e.g., in accordance with one's own value system), a newly developed InterIndivdiual mindset starts to recognize a diversity of ways that someone might act and still be acting in accordance with a coherent value system (though not necessarily one's own value system).
For example, let's consider how someone with an Institutional mindset and someone with an InterIndividual mindset might judge someone who has become a "draft dodger" so as to avoid military duty. There are precisely two ways that an Institutionally minded person might look at such an action. If he or she is of the mainstream institutional mindset, draft dodging is a non-religious sort of heresy and a crime which should be punishable. If, on the other hand, he or she is of a counter-cultural institutional mindset, then judgements are reversed and draft dodging is seen as a brave action which demonstrates individual courage in the face of massive peer pressure to conform. An institutionally minded person can hold one or the other of these perspectives but not both, because he or she is literally embedded in one or the other of those perspectives and cannot appreciate the other except as something alien and evil.

A person who has achieved InterIndividual social maturity is able to hold both mainstream and counter-cultural value systems in mind at the same time, and to see the problem of draft dodging from both perspectives. This sort of dual-vision will appear to be the worst kind of wishy-washiness and flip-floppery to someone stuck in a conventional Institutional mindset and maturity level. However, if you are following the progression of social maturity states, and how one states' embedded subjective view becomes something which is seem objectively alongside other points of view as social maturity progresses, you will see that such dual-vision is indeed the logical next step; what a more socially mature sort of human being might look like.

Please note that though Mark only identifies five stages upfront, he mentions another one , which is inter-individualistic as the sixth stage. The reason he is reluctant is because most adults presumably never reach this stage. Also Kegan himself, in this interview talks about fifth-order of consciousness , which is equivalent to the seventh stage and defines it as a self-transforming stage:

WIE: So what about that tiny percent of people beyond self-authoring, or fourth order—what are the characteristics of the next, fifth order of consciousness?

RK: When you get to the edge of the fourth order, you start to see that all the ways that you had of making meaning or making sense out of your experience are, each in their own way, partial. They're leaving certain things out. When people who have long had self-authoring consciousness come to the limits of self-authoring, they recognize the partiality of even their own internal system, even though like any good system, it does have the capacity to handle all the "data," or make systematic, rational sense of our experience. In the Western world, we often call that "objectivity." But just because you can handle everything, put it all together in some coherent system, obviously doesn't make it a truthful apprehension—or truly objective. And this realization is what promotes the transformation from the fourth to the fifth order of consciousness, from the self-authoring self to what we call the self-transforming self. So, you start to build a way of constructing the world that is much more friendly to contradiction, to oppositeness, to being able to hold on to multiple systems of thinking. You begin to see that the life project is not about continuing to defend one formation of the self but about the ability to have the self literally be transformative. This means that the self is more about movement through different forms of consciousness than about the defending and identifying with any one form.

WIE: I think Don Beck would call your fifth order of consciousness a move to the Second Tier, which is an evolutionary transformation that takes us beyond survival mode to a more integral perspective on life.

RK: Yes. And it is also important to keep in mind that in this move from the fourth to the fifth order, from self-authoring to self-transforming, you have very important distinctions between those who are in the earlier process of that transition and those in the later stages—who have actually achieved the fifth order. So, there's a critical distinction between on the one hand, a negative postmodernism that is all about trashing any ideological form, which is only deconstructive and is all about a fatigue with and critique of the ideological, and on the other, what I call a more reconstructive postmodernism that is not just about trashing. When you get to the other side of this four to five shift, and you've moved to this more reconstructive or transformative side, then there's a whole capacity for reconnecting to these ideologies and recognizing that each of them is partial. You're building relationships among them rather than holding on to one and projecting the other. It's a much more positive spirit.

To clarify things a bit, in his later analysis , Kegan has replaced the stages of social maturity with orders of consciousness.

In In Over Our Heads, Kegan stops using the five stages described above in favor of the newer "orders of consciousness" scheme.

First order consciousness corresponds (roughly) to Incorporative and Impulsive stages and describes awareness which is fixed upon sensation and movement and impulse. It is awareness but it is not really yet a self.

Second order consciousness corresponds roughly to the Imperial self stage. It is awareness of self as a singular point of view without any real comprehension of others as independent selves in their own right.

Third order consciousness corresponds to Interpersonal and Institutional self stages, and describes a sense of self which is aware of both self and other as independent needful beings all of which are (or ought to be) guided by a consistent set of values.

A final fourth order of consciousness is also described which corresponds to the Interindividual self stage in which self-determination and tolerance and acceptance of formerly rejected aspects of self and society becomes possible.

The idea is that all people pass through these various stages as they develop, but not all people make it to the end of the line. Adolescence is typically characterized by the transition from second order to third order consciousness, but not all adolescents end up achieving third order consciousness by the time they become adults. Similarly, adulthood is typically characterized by the movement from third order consciousness into fourth order consciousness, but many adults do not make this transition either. Nevertheless, the institutions we live under (in America and in the West) tend to make demands on us as though we have all achieved fourth order consciousness.


Please note that in the interview Kegan clearly talks about a fifth order of consciousness and thus a seventh stage of social maturity.

To me the stages correspond neatly with the general eight-stage framework:

  1. The incorporative stage is all about the initial formation of a self concept that is different from world and the dawning of the subjective self or subjectivity.
  2. The impulsive stage is all about impulses that drive the self and with which one start identifying.
  3. The imperial stage is all about leveraging ones own interests vis-a-vis those of significant others. Here, there is awareness of others and interaction with them, but only as agents or obstacle- thus the persons are objectified and not treated as persons.
  4. The interpersonal stage is all about treating significant others as real people who can have as much desires, needs etc as one himself can. For the first time empathy comes into picture.
  5. The institutional stage is all about some values which one can abstract and make as guidelines for ones life. One realizes that people can have different values, but thinks that one's own value system is the best/correct one.
  6. the inter-individual stage is all about appreciating that others can have different, yet equally valid value systems and for the first time one can be said to take the true perspective of another individual.
  7. the self-transforming stage is all about becoming aware that there are multiple value-systems suitable for different occasions and to become comfortable with contradictions in the value systems.
  8. The eighth stage I hypothesize would have to do with finding an integrity or integral perspective wherein one find that the value-systems one is using is holistic , despite contradictions and is able to resolve the apparent contradictions. One would see one as an object and there would be no subjectivity involved at all.

I'll now briefly touch upon spiral dynamics, because in Kegan's interview one of the spiral dynamics stages is equated with kegan's stage/ order of consciousness.

Here again we find that there are eight stages , though unfortunately first six are grouped under tier I and the last 2 under tier II; while as per my framework only the flirts five should be in tier I and the last 3 in tier II.

They are :
Beige
Archaic-instinctive—survivalistic/automatic/reflexological
From 100,000 BC on
"Express self to meet imperative physiological needs through instincts of Homo sapiens."
  • Purple
Animistic-tribalistic magical-animistic Tribal order
From 50,000 BC on
"Sacrifice to the ways of the elders and customs as one subsumed in group."
  • Red
Egocentric-exploitive power gods/dominionist
From 7000 BC on
"Express self (impulsively) for what self desires without guilt and to avoid shame."
  • Blue
Absolutistic-obedience mythic order—purposeful/authoritarian
From 3000 BC on
"Sacrifice self for reward to come through obedience to rightful authority in purposeful Way."
(Amber is Ken Wilber's current name for Blue)
  • Orange
Multiplistic-achievist scientific/strategic
From 1000 AD on (as early as 600 AD according to Graves and Calhoun)
"Express self (calculatedly) to reach goals and objectives without rousing the ire of important others."
  • Green
Relativistic-personalistic—communitarian/egalitarian
From 1850 AD on (surged in early 20th century)
"Sacrifice self interest now in order to gain acceptance and group harmony."
  • Yellow
Systemic-integrative
From 1950s on
"Express self for what self desires, but to avoid harm to others so that all life, not just own life, will benefit."
  • Turquoise
Holistic
From 1970s on
A sacrifice self-interest system which is still forming


That should be enough for today!! Take the above spiral dynamics correlation with a pinch of salt, as Clare Graves on whose theory this work is build is explicit that these should not be confused with personality traits, though I am tempted to correlate this with the big eight and propose that when one gets stuck at lower level of development one has more of that trait in the negative direction.

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